Tara Lau ^{Ultimate Decision-Maker}

Compliance Director at Heights Capital Management

Current Job Duration: 1 yr 2 mos (until March 2026)

HEADLINE:
Compliance Director

PERSONAL SUMMARY:
• Recognized professional experience in auditing, compliance, financial reporting and derivatives operations support.

• Proven abilities in dealing with diverse internal audit & compliance issues, handling complex trading books, problem-solving, multi-tasking and meeting tight deadlines.

• Excellent organizational, priority judgment and analytical skills in a fast-paced environment.

• Computer proficiency in Microsoft Word, Excel, Access, PowerPoint.

• Solid academic achievements including MTS, CPA, CGA, CAMS, CFO qualifying exam, PDO qualifying exam, CSC, CPH, BAS.

Languages:

EDUCATION:
School: Chartered Professional Accountants of Canada (CPA Canada)
Degree: Chartered Professional Accountant (CPA, CGA)
Activities: None

School: Tyndale Seminary
Degree: Master of Theological Studies
Activities: None

School: York University
Degree: Bachelor of Administrative Studies
Activities: None

School: Association of Certified Anti-Money Laundering Specialists
Degree: Certified Anti-Money Laundering Specialist
Activities: None

School: Canadian Securities Institute
Degree: Partners, Directors and Officers Qualifying Exam
Activities: None

School: Canadian Securities Institute
Degree: Canadian Securities Course/Conduct and Practices Handbook Course
Activities: None

School: Canadian Securities Institute
Degree: Chief Financial Officer Qualifying Exam
Activities: None

Number of Followers:
197